Visualizing and understanding batch heterogeneity during freeze-drying using shelf-scale infrared thermography

23 April 2024, Version 1
This content is a preprint and has not undergone peer review at the time of posting.

Abstract

Freeze-drying is widely used for manufacturing biopharmaceuticals in vials. One significant challenge in process design and optimization is heterogeneity among vials across a batch, which has been difficult to investigate due to the lack of adequate monitoring techniques. Here we leverage infrared thermography to quantify the freezing and drying behavior of all vials, hence enabling comprehensive studies of batch heterogeneity. Surprisingly, the stochasticity of nucleation, commonly considered the main driver of batch heterogeneity, only causes little heterogeneity. Instead, heterogeneity originates from heat transfer between vials: when ice is formed in one vial, the release of latent heat governs the freezing behavior of its neighboring vials. Guided by a mechanistic model and confirmed by experiments, the cooling rate and geometrical arrangement of the vials are identified as main drivers of batch heterogeneity. In conclusion, this contribution reports transformational insights into freeze-drying and supports practitioners in process design and optimization.

Keywords

Lyophilization
Freeze-drying
Freezing
Infrared thermography
Nucleation
Stochastic processes
Pharmaceutical manufacturing

Supplementary materials

Title
Description
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Title
Representative thermal evolution video
Description
This video shows the spatial temperature distribution during an entire freezing process, starting at ambient temperature. From the thermal video, the temperature profiles of all vials in the field of view can be extracted. The red and blue circles exemplify the thermal evolution of two neighboring vials, which nucleate early and late. As is evident, the thermal evolution of the late-nucleating vial is affected by the release of latent heat of its early-nucleating neighbor.
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